为了保证全球CFA®考试的公正性,确保全球所有的CFA®考试都能平等公平的参加考试,美国CFA协会制定并实施了一系列考试归程及考试政策。如果CFA考生不遵守协会制定的考试规定,极有可能影响考生参加考试;如果严重违规,协会有权禁止CFA考生继续参加CFA®考试,并取消考试成绩。
CFA协会声明,CFA考生有责任了解并遵守这些规定。在考试过程中,考试中心的监管人员有权利向CFA协会报告考生出现的不当行为或违反考试规定的行为。Learn more about misconduct and rules violations
下面内容源自美国CFA协会官方网站:
Calculator cases and keystroke cards
Eyeglasses, but not the eyeglasses case
Earplugs
Wristwatches (analog and digital); however, audible alarms and/or timers must be turned off
The following items are permitted in the testing room but must remain in your pockets or under your chair when not in use:
Wallet (money purse)
Medicine, tissues, and other necessary medical or personal items
Gum, hard candy, cough drops
Eyeglasses case
The following items are not permitted in the testing room:
Food or drinks
Baggage of any kind, including transparent bags, backpacks, handbags, tote bags, briefcases, luggage, carrying cases, passport covers, or pencil cases
Study materials, including notes, papers, textbooks, or study guides
Scratch paper, present/future value tables, or calculator manuals
Highlighters, correction fluid, correction tape, or rulers
Knives of any type, including box cutter and X-ACTO? knives for use as pencil sharpeners
Mobile phones, MP3 players, BlackBerrys?, cameras, pagers, headsets, computers, electronic organizers, personal data assistants, or any other remote communication or photographic devices
Any type of desk clock or timer
Ⅶ. Recording Exam Answers Policy
Completing Your Answer Sheet
Level I (multiple choice), Level II (item set), and the PM session of Level III (item set)
It is your responsibility to complete the answer sheet correctly to ensure all information is accurately recorded during grading and your results are correctly reported back to you. See more instructions for completing an answer sheet (PDF).
Failure to follow proper instructions may affect how the scanning machine reads and records your information. Your score is determined solely by the marks read by the scanning equipment. Marks made by a writing instrument other than a No. 2 or an HB pencil, or marks that do not fill an oval completely, may not be read by the scanning equipment. Random marks and poor erasures may be read as your intended answer.
Only the answers appropriately marked on your answer sheet will be graded.
Completing Your Essay Book
Essay Answers for Level III AM Session Only
It is your responsibility to complete the essay book correctly to ensure all information is accurately recorded during grading and your results are correctly reported back to you. When completing your essay book:
Use blue or black ink
Write your CANDIDATE NUMBER and SEAT NUMBER on the front cover of your exam book
Sign the candidate pledge inside the front cover. Do not remove the candidate pledge card
Essay answers must be written in English
Each essay question consists of one or more parts (A, B, C, etc.). Some parts will direct you to write your answer in a template. Instructions in bold print immediately following the question will direct you to the page number of each template. All other questions should be answered on the lined page(s) following the question. For these questions, label each part of your answer clearly (A, B, C, or i, ii, iii, etc.)
If you use all of the designated lined pages, extra lined pages are provided at the back of the book. To use these pages, place a check mark in the box at the bottom of the last page designated for that answer and label the extra pages with the appropriate question number
Answers on question pages will not be graded. You may make marks and notes on the question pages
Ⅷ. Scratch Paper Policy
1. Scratch Paper Policy
You are permitted to do scratch work in the exam book on question pages, blank pages, or (for Level III AM session only) the extra pages in the back of the essay book. You are not permitted to remove any pages from the book, including blank pages. Do not use your admission ticket as scratch paper. It is a CFA Institute testing policy violation to write on the front or back of your ticket at any time.
2. Policy Changes
CFA Institute may change its conditions, requirements, policies, and procedures governing the CFA® Program and CFA Institute membership from time to time. Candidates and members are required to adhere to the revised conditions, requirements, policies, and procedures, which will be published in various CFA Institute publications, including the CFA Institute Bylaws, and on this website.
3. Notify Us
If you have witnessed or know of a violation of the CFA® Program exam policies by a candidate, we encourage you to report violations here.